Compliance Officer

Job Description

ARPICO

RICHARD PIERIS & COMPANY PLC

Richard Pieris Group is a highly market driven technology oriented diverse conglomerate engaged in a wide spectrum of businesses including plantations, retail, manufacturing of rubber and plastic based products, tyre, Construction, financial and other services. We believe in attracting and retaining the best talent to ensure continuous growth of our business ventures.

To stock brokering arm of Richard Pieris & company PLC we are sourcing, Compliance Officer

The selected candidate will be responsible for,

Handling client complaints and dealing with SEC & CSE/CDS.

Preparing daily and monthly reports to SEC and CSE.

FIU Reporting.

Handling SEC, CSE, CDS & FIU audits.

Conduct Regular audits related to company procedures, practices, and documents to identify possible weaknesses or risks.

Assess company operations to determine compliance risk.

Ensure all employees are educated on the latest regulations and processes.

Resolve employee concerns about legal compliances within the group.

Authorizing new accounts opening/internet trading/ intra transfers /Staff trades & other required conformations.

Maintaining records of documentations.

Ensuring and monitoring trading participants to comply with SEC, CSE and CDS rules and regulations.

The ideal candidate should possess:

Degree in Business Administration/Finance/Accounting/Law or an equivalent qualification in Finance/Accounting/Law.

Excellent oral and written communication skills.

Strong attention to detail. Excellent analytical skills.

An attractive remuneration package awaits the right candidate If you are the best fit for this position, send your CV with the job title in the subject heading within 7 days of this advertisement to, careers@arpico.com

Head of Group Human Resources, Richard Pieris & Company PLC, 310, High Level Road, Nawinna, Maharagama

90 YEARS OF TRUST & STABILITY